Compliance & Governance 
The Ethics of Emotional Intelligence(1)
Recent leadership failures in high profile companies draw attention to the reality that achieving goals – performance – is only part of the formula for success. Another critical piece is the way leaders do it which impacts others – relationships. Columnist Gael O’Brien says leaders who are low in self-awareness, self-regulation, motivation, empathy and social skills lack something called “emotional intelligence.”
Full Story»Banks’ Self-Dealing Super-Charged Financial Crisis
Over the last two years of the housing bubble, Wall Street bankers perpetrated one of the greatest episodes of self-dealing in financial history. Faced with increasing difficulty in selling the mortgage-backed securities that had been among their most lucrative products, the banks hit on a solution that preserved their quarterly earnings and huge bonuses: They created fake demand.
SEC Approves Proxy Access for Shareholders
Given the green light by Congress, the Securities and Exchange Commission approved and released a long-awaited rule on procedures under which shareholders can get their nominees for directors included in corporate proxy materials. Under the new rule, shareholders seeking access to proxies would have to own at least 3% of the total voting power entitled to vote at an annual meeting.
Target, Best Buy Investors Seek Review of Political Contributions
Three leading sustainability investment firms filed shareholder resolutions at Target and Best Buy seeking to have independent directors review the companies’ political spending practices and policies. Target and Best Buy have been under fire for contributions made to an organization that backs a Minnesota gubernatorial candidate who opposes gay marriage.




